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layer 3 UMTS
Layer 3 Message Analysis
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Layer 3 Messages GSM
Layer 3 Messages
Um layers The layers of GSM are initially defined in GSM 04.01 Section 7 and roughly follow the OSI model. Um is defined in the lower three layers of the model. Physical
Main article: Physical Layer The Um physical layer is defined in the GSM 05.xx series of specifications, with the introduction and overview in GSM 05.01. For most channels, Um L1 transmits and receives 184-bit control frames or 260-bit vocoder frames over the radio interface in 148-bit bursts with one burst per timeslot. There are three sublayers: 1. Radiomodem. This is the actual radio transceiver, defined in largely in GSM 05.04 and 05.05. 2. Multiplexing and Timing. GSM uses TDMA to subdivide each radio channel into as many as 16 traffic channels or as many as 64 control channels. The multiplexing patterns are defined in GSM 05.02. 3. Coding. This sublayer is defined on GSM 05.03. Radiomodem GSM uses GMSK or 8PSK modulation with a 13/48 MHz (270.833 kHz) symbol rate and a channel spacing of 200 kHz. Since adjacent channels overlap, the standard does not allow adjacent channels to be used in the same cell. The standard defines several bands ranging from 400 MHz to 1990 MHz. Uplink and downlink bands are generally separated by 45 or 50 MHz. Uplink/downlink channel pairs are identified by an index called the ARFCN. Within the BTS, these ARFCNs are given arbitrary carrier indexes C0..Cn-1, with C0 designated as Beacon Channel and always operated at constant power. The channel is time-multiplexed into 8 timeslots, each with duration of 156.25 symbol periods. These 8 timeslots form a frame of 1,250 symbol periods. The capacity associated with a single timeslot on a single ARFCN is called a physical channel (PCH) and referred to as "CnTm" where n is a carrier index and m is a timeslot index (0-7). Each timeslot is occupied by a radio burst with a guard interval, two payload fields, tail bits, and a midamble (or training sequence). The lengths of these fields vary with the burst type but the total burst length is 156.25 symbol periods. The most commonly used burst is the Normal Burst (NB). The fields of the NB are:
Stealing Stealing Midamble bit bit
Tail Guard bits period
Midamble 26-bits for equalizer training at the center of the burst "Stealing bits" each side of the midamble, used to distinguish control and traffic payloads Payload two 57-bit fields, symmetric about the burst Tail bits 3-bit field, at each end of the burst Guard period 8.25-symbols at the end of the burst There are several other burst formats, though. Bursts that require higher processing gain for signal acquisition have longer midambles. The random access burst (RACH) has an extended guard period to allow it to be transmitted with incomplete timing acquisition. Burst formats are described in GSM 05.02 Section 5.2. Multiplexing and timing Each physical channel is time-multiplexed into multiple logical channels according to the rules of GSM 05.02. Traffic channel multiplexing follows a 26-frame (0.12 second) cycle called a "multiframe". Control channels follow a 51-frame multiframe cycle. The C0T0 physical channel carries the SCH, which encodes the timing state of the BTS to facilitate synchronization to the TDMA pattern. GSM timing is driven by the serving BTS through the SCH and FCCH. All clocks in the handset, including the symbol clock and local oscillator, are slaved to signals received from the BTS, as described in GSM 05.10. BTSs in the GSM network can be asynchronous and all timing requirements in the GSM standard can be derived from a stratum-3 OCXO. Coding
The coding sublayer provides forward error correction. As a general rule, each GSM channel uses a block parity code (usually a Fire code), a rate-1/2, 4th-order convolutional code and a 4-burst or 8burst interleaver. Notable exceptions are the synchronization channel (SCH) and random access channel (RACH) that use single-burst transmissions and thus have no interleavers. For speech channels, vocoder bits are sorted into importance classes with different degrees of encoding protection applied to each class (GSM 05.03). Both 260-bit vocoder frames and 184-bit L2 control frames are coded into 456 bit L1 frames. On channels with 4-burst interleaving (BCCH, CCCH, SDCCH, SACCH), these 456 bits are interleaved in to 4 radio bursts with 114 payload bits per burst. On channels with 8-burst interleaving (TCH, FACCH), these 456 bits are interleaved over 8 radio bursts so that each radio burst carries 57 bits from the current L1 frame and 57 bits from the previous L1 frame. Interleaving algorithms for the most common traffic and control channels are described in GSM 05.03 Sections 3.1.3, 3.2.3 and 4.1.4. Data
Link Layer (L2)
Main article: Data Link Layer The Um data link layer, LAPDm, is defined in GSM 04.05 and 04.06. LAPDm is the mobile analog to ISDN's LAPD. Network
Main article: Network Layer Um L3 is defined in GSM 04.07 and 04.08 and has three sublayers. A subscriber terminal must establish a connection in each sublayer before accessing the next higher sublayer. 1. Radio Resource (RR). This sublayer manages the assignment and release of logical channels on the radio link. It is normally terminated in the BSC. 2. Mobility Management (MM). This sublayer authenticates users and tracks their movements from cell to cell. It is normally terminated in the VLR or HLR.
3. Call Control (CC). This sublayer connects telephone calls and is taken directly from ITU-T Q.931. GSM 04.08 Annex E provides a table of corresponding paragraphs in GSM 04.08 and ITU-T Q.931 along with a summary of differences between the two. The CC sublayer is terminated in the MSC. The access order is RR, MM, CC. The release order is the reverse of that. Note that none of these sublayers terminate in the BTS itself. The standard GSM BTS operates only in layers 1 and 2. Um
Um logical channel types are outlined in GSM 04.03. Broadly speaking, non-GPRS Um logical channels fall into three categories: traffic channels, dedicated control channels and non-dedicated control channels. Traffic
These point-to-point channels correspond to the ISDN B channel and are referred to as Bm channels. Traffic channels use 8-burst diagonal interleaving with a new block starting on every fourth burst and any given burst containing bits from two different traffic frames. This interleaving pattern makes the TCH robust against single-burst fades since the loss of a single burst destroys only 1/8 of the frame's channel bits. The coding of a traffic channel is dependent on the traffic or vocoder type employed, with most coders capable of overcoming single-burst losses. All traffic channels use a 26-multiframe TDMA structure. Full-rate channels (TCH/F) A GSM full rate channel uses 24 frames out of a 26-multiframe. The channel bit rate of a full-rate GSM channel is 22.7 kbit/s, although the actual payload data rate is 9.6-14 kbit/s, depending on the channel coding. This channel is normally used with the GSM 06.10 Full Rate, GSM 06.60 Enhanced Full Rate or GSM 06.90 Adaptive MultiRate speech codec. It can also be used for fax and Circuit Switched Data. Half-rate channels (TCH/H)
A GSM half rate channel uses 12 frames out of a 26-multiframe. The channel bit rate of a half-rate GSM channel is 11.4 kbit/s, although the actual data capacity is 4.8-7 kbit/s, depending on the channel coding. This channel is normally used with the GSM 06.20 Half Rate or GSM 06.90 Adaptive Multi-Rate speech codec. Dedicated
Control Channels (DCCHs)
These point-to-point channels correspond to the ISDN D channel and are referred to as Dm channels. Standalone Dedicated Control Channel (SDCCH) The SDCCH is used for most short transactions, including initial call setup step, registration and SMS transfer. It has a payload data rate of 0.8 kbit/s. Up to eight SDCCHs can be time-multiplexed onto a single physical channel. The SDCCH uses 4-burst block interleaving in a 51multiframe. Fast Associated Control Channel (FACCH) The FACCH is always paired with a traffic channel. The FACCH is a blank-and-burst channel that operates by stealing bursts from its associated traffic channel. Bursts that carry FACCH data are distinguished from traffic bursts by stealing bits at each end of the midamble. The FACCH is used for in-call signaling, including call disconnect, handover and the later stages of call setup. It has a payload data rate of 9.2 kbit/s when paired with a full-rate channel (FACCH/F) and 4.6 kbit/s when paired with a half-rate channel (FACCH/H). The FACCH uses the same interleaving and multiframe structure as its host TCH. Slow Associated Control Channel (SACCH) Every SDCCH or FACCH also has an associated SACCH. Its normal function is to carry system information messages 5 and 6 on the downlink, carry receiver measurement reports on the uplink and to perform closed-loop power and timing control. Closed loop timing and power control are performed with a physical header at the start of each L1 frame. This 16-bit physical header carries actual power and timing advance settings in the uplink and ordered power and timing values in the downlink. The SACCH can also be used for in-call
delivery of SMS. It has a payload data rate of 0.2-0.4 kbit/s, depending on the channel with which it is associated. The SACCH uses 4-burst block interleaving and the same multiframe type as its host TCH or SDCCH. Common
Control Channels (CCCHs)
These are unicast and broadcast channels that do not have analogs in ISDN. These channels are used almost exclusively for radio resource management. The AGCH and RACH together form the medium access mechanism for Um. Broadcast Control Channel (BCCH) The BCCH carries a repeating pattern of system information messages that describe the identity, configuration and available features of the BTS. BCCH brings the measurement reports it bring the information about LAI And CGI BCCH frequency are fixed in BTS Synchronization Channel (SCH) The SCH transmits a Base station identity code and the current value of the TDMA clock. SCH repeats on every 1st, 11th, 21st, 31st and 41st frames of the 51 frame multi frame. So there are 5 SCH frames in a 51 frame multiframe. Frequency Correction Channel (FCCH) The FCCH generates a tone on the radio channel that is used by the mobile station to discipline its local oscillator. FCCH will repeat on every 0th, 10th, 20th, 30th and 40th frames of the 51 frame multiframe. So there are 5 FCCH frames in a 51 frame multiframe. Paging Channel (PCH) The PCH carries service notifications (pages) to specific mobiles, sent by the network. A mobile station that is camped to a BTS monitors the PCH for these notifications sent by the network. Access Grant Channel (AGCH) The AGCH carries BTS responses to channel requests sent by mobile stations via the Random Access Channel. Random Access Channel (RACH)
The RACH is the uplink counterpart to the AGCH. The RACH is a shared channel on which the mobile stations transmit random access bursts to request channel assignments from the BTS. Allowed
The multiplexing rules of GSM 05.02 allow only certain combinations of logical channels to share a physical channel. The allowed combinations for single-slot systems are listed in GSM 05.02 Section 6.4.1. Additionally, only certain of these combinations are allowed on certain timeslots or carriers and only certain sets of combinations can coexist in a given BTS. These restrictions are intended to exclude non-sensical BTS configurations and are described in GSM 05.02 Section 6.5. The most common combinations are:
Combination I: TCH/F + FACCH/F + SACCH. This combination is used for full rate traffic. It can be used anywhere but C0T0.
Combination II: TCH/H + FACCH/H + SACCH. This combination is used for half rate traffic when only one channel is needed. It can be used anywhere but C0T0.
Combination III: 2 TCH/H + 2 FACCH/H + 2 SACCH. This combination is used for half rate traffic. It can be used anywhere but C0T0.
Combination IV: FCCH + SCH + BCCH + CCCH. This is the standard C0T0 combination for medium and large cells. It can be used only on C0T0.
Combination V: FCCH + SCH + BCCH + CCCH + 4 SDCCH + 2 SACCH. [(5x1)+(5x1)+(1x4)+(3x4)+(4x4)+(2x4)+1idle=51frame multiframe] This is the typical C0T0 combination for small cells, which allows the BTS to trade unnecessary CCCH capacity for a pool of 4 SDCCHs. It can be used only on C0T0.
Combination VI: BCCH + CCCH. This combination is used to provide additional CCCH capacity in large cells. It can be used on C0T2, C0T4 or C0T6.
Combination VII: 8 SDCCH + 4 SACCH.[(8x4)+(4x4)+3idle=51frame multiframe] This combination
is used to provide additional SDCCH capacity in medium and large cells. It can be used anywhere but C0T0. Fundamental
Basic speech service in GSM requires five transactions: radio channel establishment, location update, mobile-originating call establishment, mobile-terminating call establishment and call clearing. All of these transactions are described in GSM 04.08 Sections 3-7. Radio
Unlike ISDN's U channel, Um channels are not hard-wired, so the Um interface requires a mechanism for establishing and assigning a dedicated channel prior to any other transaction. The Um radio resource establishment procedure is defined in GSM 04.08 Section 3.3 and this is the basic medium access procedure for Um. This procedure uses the CCCH (PCH and AGCH) as a unicast downlink and the RACH as a shared uplink. In the simplest form, the steps of the transaction are: 1. Paging. The network sends a RR Paging Request message (GSM 04.08 Sections 9.1.22-9.1.23) over the PCH, using the subscriber's IMSI or TMSI as an address. GSM does not allow paging by IMEI (GSM 04.08 Section 10.5.1.4). This paging step occurs only for a transaction initiated by the network. 2. Random Access. The mobile station sends a burst on the RACH. This burst encodes an 8-bit transaction tag and the BSIC of the serving BTS. A variable number of mostsignificant bits in the tag encode the reason for the access request, with the remaining bits chosen randomly. In L3, this tag is presented as the RR Channel Request message (GSM 04.08 9.1.8). The mobile also records the TDMA clock state at the time the RACH burst is transmitted. In cases where the transaction is initiated by the MS, this is first step. 3. Assignment. On the AGCH, the network sends the RR Immediate Assignment message (GSM 04.08 Section 9.1.18) for a dedicated channel, usually an SDCCH. This message is
addressed to the MS by inclusion of the 8-bit tag from the corresponding RACH burst and a time-stamp indicating the TMDA clock state when the RACH burst was received. If no dedicated channel is available for assignment, the BTS can instead respond with the RR Immediate Assignment Reject message, which is similarly addressed and contains a holdoff time for the next access attempt. Emergency callers receiving the reject message are not subject to the hold-off and may retry immediately. 4. Retry. If the RACH burst of step 2 is not answered with an assignment or assignment reject in step 3 within a given timeout period (usually on the order of 0.5 second), the handset will repeat step 2 after a small random delay. This cycle may be repeated 6-8 times before the MS aborts the access attempt. Note that there is a small but non-zero probability that two MSs send identical RACH bursts at the same time in step 2. If these RACH bursts arrive at the BTS with comparable power, the resulting sum of radio signals will not be demodulable and both MSs will move to step 4. However, if there is a sufficient difference in power, the BTS will see and answer the more powerful RACH burst. Both MSs will receive and respond to the resulting channel assignment in step 3. To insure recovery from this condition, Um uses a "contention resolution procedure" in L2, described in GSM 04.06 126.96.36.199 in which the first L3 message frame from the MS, which always contains some form of mobile ID, is echoed back to the MS for verification. Location
The location updating procedure is defined in GSM 04.08 Sections 4.4.1 and 7.3.1. This procedure normally is performed when the MS powers up or enters a new Location area but may also be performed at other times as described in the specifications. In its minimal form, the steps of the transaction are: 1. The MS and BTS perform the radio channel establishment procedure.
2. On the newly established dedicated channel, the MS sends the MM Location Updating Request message containing either an IMSI or TMSI. The message also implies connection establishment in the MM sublayer. 3. The network verifies the mobile identity in the HLR or VLR and responds with the MM Location Updating Accept message. 4. The network closes the Dm channel by sending the RR Channel Release message. There are many possible elaborations on this transaction, including:
queries for other identity types
location updating reject
Call (MOC) establishment
This is the transaction for an outgoing call from the MS, defined in GSM 04.08 Sections 5.2.1 and 7.3.2 but taken largely from ISDN Q.931. In the its simplest form, the steps of the transaction are: 1. The MS initiates the radio channel establishment procedure and is assigned to a Dm channel, usually an SDCCH. This establishes the connection in the L3 RR sublayer. 2. The first message sent on the new Dm is the MM Connection Mode service Request, sent by the MS. This message contains a subscriber ID (IMSI or TMSI) and a description of the requested service, in this case MOC. 3. The network verifies the subscriber's provisioning in the HLR and responds with the MM Connection Mode Service Accept message. This establishes the connection in the L3 MM sublayer. (This is a simplification. In most networks MM establishment is performed with authentication and ciphering transactions at this point.)
4. The MS sends the CC Setup message, which contains the called party number. 5. Assuming the called party number is valid, network response with the CC Call Proceeding message. 6. The network sends an RR Assignment message to move the transaction off of the SDCCH and onto a TCH+FACCH. 7. Once the MS has acquired the timing on the TCH+FACCH, it responds on the new FACCH with the RR Assignment Complete message. From this point on, all control transactions are on the FACCH. 8. When alerting is verified at the called destination, the network sends the CC Alerting message. 9. When the called party answers, the network sends the CC Connect message. 10. The MS response with the CC Connect Acknowledge message. At this point, the call is active. The TCH+FACCH assignment can occur at any time during the transaction, depending on the configuration of the network. There are three common approaches:
Early Assignment. The network assigns the TCH+FACCH after sending CC Call Proceeding and completes call setup on the FACCH. This allows the use of in-band patterns (like the ringing or busy patterns) generated by the network. This is the example shown.
Late Assignment. The network does not assign the TCH+FACCH until after alerting has started. This forces the MS itself to generate the patterns locally since the TCH does not yet exist to carry the sound.
Very Early Assignment. The network makes an immediate assignment to the TCH+FACCH in the initial RR establishment and performs the entire transaction on the FACCH. The SDCCH is not used. Because immediate assignment starts the FACCH in a signaling-only mode, the network must send the RR Channel
Mode Modify message at some point to enable the TCH part of the channel. mobile call Mobile-Terminating
Call (MTC) establishment
This is the transaction for an incoming call to the MS, defined in GSM 04.08 Sections 5.2.2 and 7.3.3, but taken largely from ISDN Q.931. 1. The network initiates the radio channel establishment procedure and assigns the MS to a Dm channel, usually an SDCCH. This establishes the connection in the L3 RR sublayer. 2. The MS sends the first message on the new Dm, which is the RR Paging Response message. This message contains a mobile identity (IMSI or TMSI) and also implies a connection attempt in the MM sublayer. 3. The network verifies the subscriber in the HLR and verifies that the MS was indeed paged for service. The network can initiate authentication and ciphering at this point, but in the simplest case the network can just send the CC Setup message to initiate Q.931-style call control. 4. The MS responds with CC Call Confirmed. 5. The network sends an RR Assignment message to move the transaction off of the SDCCH and onto a TCH+FACCH. 6. Once the MS has acquired the timing on the TCH+FACCH, it responds on the new FACCH with the RR Assignment Complete message. From this point on, all control transactions are on the FACCH. 7. The MS starts alerting (ringing, etc.) and sends the CC Alerting message to the network. 8. When the subscriber answers, the MS sends the CC Connect message to the network. 9. The network response with the CC Connect Acknowledge message. At this point, the call is active.
As in the MOC, the TCH+FACCH assignment can happen at any time, with the three common techniques being early, late and very early assignment.
Call clearing The transaction for clearing a call is defined in GSM 04.08 Sections 5.4 and 7.3.4. This transaction is the same whether initiated by the MS or the network, the only difference being a reversal of roles. This transaction is taken from Q.931. 1.
Party A sends the CC Disconnect message.
Party B responds with the CC Release message.
Party A responds with the CC Release Complete message.
The network releases the RR connection with the RR Channel Release message. This
always comes from the network, regardless of which party initiated the clearing procedure.
SMS Transfer on Um GSM 04.11 and 03.40 define SMS in five layers: 1.
L1 is taken from the Dm channel type used, either SDCCH or SACCH. This layer terminates in the BSC.
L2 is normally LAPDm, although GPRS-attached devices may use Logical link control (LLC, GSM 04.64). In LAPDm SMS uses SAP3. This layer terminates in the BTS. 3.
L3, the connection layer, defined in GSM 04.11 Section 5. This layer terminates in the MSC.
L4, the relay layer, defined in GSM 04.11 Section 6. This layer terminates in the MSC.
L5, the transfer layer, defined in GSM 03.40. This layer terminates in the SMSC. As a general rule, every message transferred in L(n) requires both a transfer a